Assessing the impact of the funding environment on researchers’ risk aversion: the use of citation statistics


Date

2014-09

Publication Type

Journal Article

ETH Bibliography

yes

Citations

Altmetric

Data

Abstract

The funding environment has a profound impact on researchers’ behavior. In particular, it influences their freedom and readiness to conduct research ventures with highly uncertain outcomes. In this conceptual paper, we propose a concise new methodology to evaluate researchers’ risk aversion based on citation statistics. The derived single-number criterion PR is sensitive to the ratio of high impact versus average impact work, based on citation counts. We demonstrate the usefulness of PR on a micro and meso level in the field of chemistry. PR is a potentially valuable tool for managers in higher education, to control for the impact of their funding instruments. The conducted testing may, in addition, contribute to the literature stream dealing with the effects of peer review in the allocation of research funding. Our results support the view that peer review fosters mainstream research. However, faculties with the highest percentages of third-party funding may find ways to avoid the restrictive effects. We also find evidence that permanent positions back risky research endeavors.

Publication status

published

Editor

Book title

Volume

68 (3)

Pages / Article No.

333 - 345

Publisher

Springer

Event

Edition / version

Methods

Software

Geographic location

Date collected

Date created

Subject

Allocation; PR; Risk-taking; Risk-return pattern; Third-party funding; Peer review

Organisational unit

03679 - Boutellier, Roman (emeritus) check_circle

Notes

It was possible to publish this article open access thanks to a Swiss National Licence with the publisher.

Funding

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